Canadian Securities Course (CSC) Level 1 Practice Exam

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What information is contained on the Trade Ticket?

  1. Only transaction price

  2. Counterparties' names and addresses

  3. Only settlement date

  4. Only bond issuer details

The correct answer is: Counterparties' names and addresses

The Trade Ticket contains counterparties' names and addresses. This is crucial information as it helps to identify who the parties involved in the trade are and where they are located. This information is important for record-keeping, compliance, and communication purposes. The other options provided are not entirely accurate. The trade ticket typically includes more than just the transaction price, settlement date, or bond issuer details.

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